Last Updated: October 2018
Registration for the Series 65 Live Review class being held November 8 & 9, 2018 in Richardson, Texas. The Series 65 Uniform Investment Adviser Law Examination Live Review is a two-day intensive live review for the Series 65 exam.
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The Series 65 Uniform Investment Adviser Law Examination Live Review is a two-day intensive live review for the Series 65 exam. The course is instructor-led and will cover Economic Factors and Business Information, Investment Vehicle Characteristics, Client Investment Recommendations and Strategies, and Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices. Participants will be mailed a study guide in advance of the live review, containing an outline, handouts, a test bank, and a practice exam.
-Two days of instructor-led intensive live review in Richardson, TX on November 8 & 9, 2018
-Study Guide containing all outlines and module summaries
-Test Bank with over 600 multiple choice questions, organized by module
-Practice Exam with 130 multiple choice questions